Model for Evaluating Audit Compliance based on Ratings, A Better Way To Measure it

An organization, division, or department can use a Maturity Model to gather information about the current compliance rate. 

My recommendation for measuring maturity is to use the following model, where a scale ranging from 1 to 5 will be used in determining how closely the requirements have complied.

1 - No formal approach was taken. Most activities are ad hoc or unstructured. A professional structure has not been established.

2 – Some Approach. Some activities have been outlined. Some of the requirements of the standard have been met in part.

3 – Normal Approach. Documented policies and procedures are integrated into the requirements of the standards.

4 – Continued improvement emphasized. Performance metrics have been implemented to monitor performance. The function is well managed.

5 – Best-in-class performance. Activities are top-level and are part of the organization's governance structure.

A maturity model can help organizations measure where they are, and compare their current state with where they want and need to be

In the long run, a more mature management system will enable better decisions and result in better outcomes.